Regulations

Regulation no. 69, dated 26.05.2011 “On the authorization of individuals to sale units/shares of collective investment undertakings with public offering”

  • Type: Regulations
  • Approved by :
  • Number: 69
    Date: 26/05/2011
  • Entered into force : 26/05/2011
  • Published in:
    Date:
  • Sector:
  • Field: Collective Investment Undertakings (CIU) Market

Object of this regulation is the determination of the terms, method of authorization for the sale of units/shares of the collective investment undertaking with public offering, regarding the individuals employed by an agent of the Management Company, as well as agent individuals, who act on behalf of the management company under a specific contract.

   Entire document